Course SPC I 3 · Year I · Autumn 2026-2027

Internal audit and internal control

Compulsory course in Criminal Sciences and Criminology, taught by Oana Raluca Ivan.

Overview

Lecturer
Oana Raluca Ivan
Seminar tutor
Oana Raluca Ivan
Type of course
Compulsory
Language of instruction
Romanian
Erasmus language
English
Domain
Law - Masters
Field of study
Criminal Sciences and Criminology
Form of education
Full-time
Form of instruction
Lecture
Credit awarded by
Grade
Teaching methods
Lecture
Entry requirements
None

Aims

•To acquire fundamental knowledge about the aims and methods in thefield of internal audit and internal control ;

• To know the main principles, procedures, technics, instruments used to perform an internal audit mission and internal control missions ;

• Learning the skills necessary for carrying out an audit trainee in the context of relevant international trade rules

Course contents

1. Corporate Governance - Internal audit and internal control 2. The concept of internal control: defining, features of internal control; Models of internal control , internal control implementation 3. The objectives of internal controls and internal control system components . Implementation of internal control . Forms of internal control . Stages of internal control . Specific forms of internal control procedures 4. The internal control report and valorization Internal audit andinternal control – function of themanagement’s entity 5. The internal audit function within the organization - organization , role and objectives 6. The methodology of risk-based internal audit : procedures, techniques , samples and documentation 7. Internal Audit Report , communication, quality insurance, post- audit responsibilities

Learning outcomes

• Knowledge and understanding of the fundamental concepts, theories, andmethods in the field and specialityarea; • Use of fundamental knowledge in ordertoexplainand interpret varioustypes of concepts, situations, processes, projects, etc. associatedtothefield;

Assessment

Written exam – 50%; verification during semester – 50%.

Recommended reading

• www.theiia.org
information
website, website, 2021 · all
• https://na.theiia.org/standards-guidance/mandatory-guidance/Pages/Standards.aspx
information
website, website, 2021 · all
Risk based internal auditing, http://www.internalaudit.biz
• David M Griffiths
website, website, 2021 · all